8 Essential Steps for Your Next Investment Review
Follow this guide to align your investment menu with participant needs. Here’s what to focus on:
- Start with your investment framework.
- Review the investment menu structure.
- Use consistent criteria to evaluate individual funds.
- Know what each fund is and the role it plays.
- Evaluate the QDIA.
- Take a closer look at your target date funds (TDFs).
- Considered managed accounts.
- Plan for retirement income.
Work with our team to review your investment lineup to determine if it still supports your participants’ long-term retirement goals.
Your 401(k) Investment Review Playbook
Joel Drake, Darrin Conrad, and Julia McCormick are registered representatives with, and offer securities through LPL Financial, Member FINRA/SIPC. Investment advice through WCG Wealth Advisors, a registered investment advisor. WCG Wealth Advisors and the Wealth
Joel Drake, Darrin Conrad, and Julia McCormick with LPL Financial may discuss or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.
This information was developed as a general guide to educate plan sponsors and is not intended as authoritative guidance or tax/legal advice. Each plan has unique requirements, and you should consult your attorney or tax advisor for guidance on your specific situation.
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